{"id":85631,"date":"2023-05-17T21:47:33","date_gmt":"2023-05-17T14:47:33","guid":{"rendered":"https:\/\/corporatecounsels.vn\/?p=85631"},"modified":"2023-05-17T22:37:52","modified_gmt":"2023-05-17T15:37:52","slug":"hanh-vi-su-dung-thong-tin-noi-bo-de-mua-ban-chung-khoan","status":"publish","type":"post","link":"https:\/\/corporatecounsels.vn\/vi\/hanh-vi-su-dung-thong-tin-noi-bo-de-mua-ban-chung-khoan\/","title":{"rendered":"H\u00e0nh Vi S\u1eed D\u1ee5ng Th\u00f4ng Tin N\u1ed9i B\u1ed9 \u0110\u1ec3 Mua B\u00e1n Ch\u1ee9ng Kho\u00e1n"},"content":{"rendered":"<p>Ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ho\u1ea1t \u0111\u1ed9ng tr\u00ean nguy\u00ean t\u1eafc t\u00f4n tr\u1ecdng quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n t\u1ef1 do giao d\u1ecbch, \u0111\u1ea7u t\u01b0, kinh doanh v\u00e0 cung c\u1ea5p d\u1ecbch v\u1ee5 v\u1ec1 ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n. C\u00f4ng b\u1eb1ng, c\u00f4ng khai, minh b\u1ea1ch, b\u1ea3o v\u1ec7 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0. T\u1ef1 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 r\u1ee7i ro. Trong qu\u00e1 tr\u00ecnh \u0111\u1ea7u t\u01b0, ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n, th\u00f4ng tin l\u00e0 y\u1ebfu t\u1ed1 v\u00f4 c\u00f9ng quan tr\u1ecdng v\u00e0 kh\u00f4ng th\u1ec3 thi\u1ebfu. Do v\u1eady, vi\u1ec7c ti\u1ebft l\u1ed9 th\u00f4ng tin n\u1ed9i b\u1ed9 l\u00e0 \u0111i\u1ec1u b\u1ecb nghi\u00eam c\u1ea5m. &nbsp;H\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n s\u1ebd l\u00e0 vi ph\u1ea1m ph\u00e1p lu\u1eadt. &nbsp;&nbsp;<\/p>\n<h2><strong>Th\u00f4ng tin n\u1ed9i b\u1ed9 l\u00e0 g\u00ec?<\/strong><\/h2>\n<p>T\u1ea1i Kho\u1ea3n 44 \u0110i\u1ec1u 4 Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019 \u0111\u1ecbnh ngh\u0129a: Th\u00f4ng tin n\u1ed9i b\u1ed9 l\u00e0 th\u00f4ng tin li\u00ean quan \u0111\u1ebfn c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft, t\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch, qu\u1ef9 \u0111\u1ea1i ch\u00fang, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n \u0111\u1ea1i ch\u00fang ch\u01b0a \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 m\u00e0 n\u1ebfu \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng l\u1edbn \u0111\u1ebfn gi\u00e1 ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c n\u00e0y. &nbsp;<\/p>\n<p>Theo \u0111\u00f3, th\u00f4ng tin n\u1ed9i b\u1ed9 l\u00e0 thu\u1eadt ng\u1eef ch\u1ec9 nh\u1eefng th\u00f4ng tin kh\u00f4ng \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 r\u1ed9ng r\u00e3i cho c\u00f4ng ch\u00fang. Th\u00f4ng tin ch\u1ec9 \u0111\u01b0\u1ee3c bi\u1ebft b\u1edfi c\u00e1c gi\u00e1m \u0111\u1ed1c n\u1ed9i b\u1ed9, nh\u1eefng ng\u01b0\u1eddi ch\u1ee7 c\u00f4ng ty trong vi\u1ec7c ho\u1ea1ch \u0111\u1ecbnh mua th\u00e2u t\u00f3m m\u1ed9t c\u00f4ng ty kh\u00e1c ho\u1eb7c c\u00e1c ng\u00e2n h\u00e0ng kh\u00e1c. Nh\u1eefng th\u00f4ng tin n\u1ed9i b\u1ed9 c\u00f3 th\u1ec3 l\u00e0 vi\u1ec7c thay \u0111\u1ed5i c\u01a1 c\u1ea5u nh\u00e2n s\u1ef1 c\u1ea5p cao trong c\u00f4ng ty, t\u00ecnh h\u00ecnh kinh doanh, nh\u1eefng thay \u0111\u1ed5i chi\u1ebfn l\u1ef1\u01a1c \u0111\u1ea7u t\u01b0, c\u00e1c d\u1ef1 \u00e1n l\u1edbn s\u1eafp \u0111\u01b0\u1ee3c ph\u00ea duy\u1ec7t, tri\u1ec3n khai ho\u1eb7c c\u00e1c th\u00f4ng tin quan tr\u1ecdng kh\u00e1c c\u1ee7a c\u00f4ng ty\u2026 C\u00e1c nh\u00e2n vi\u00ean, gi\u00e1m \u0111\u1ed1c v\u00e0 nh\u1eefng ng\u01b0\u1eddi kh\u00e1c b\u00ean trong c\u00f4ng ty s\u1edf h\u1eefu \u00edt nh\u1ea5t 10% c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty, ph\u1ea3i b\u00e1o c\u00e1o vi\u1ec7c mua b\u00e1n cho s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n<p>Ch\u1ee7 th\u1ec3 c\u1ee7a h\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n l\u00e0 ng\u01b0\u1eddi n\u1ed9i b\u1ed9&nbsp;gi\u1eef v\u1ecb tr\u00ed quan tr\u1ecdng trong b\u1ed9 m\u00e1y qu\u1ea3n tr\u1ecb, \u0111i\u1ec1u h\u00e0nh c\u1ee7a doanh nghi\u1ec7p, qu\u1ef9 \u0111\u1ea1i ch\u00fang, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n \u0111\u1ea1i ch\u00fang theo Kho\u1ea3n 45 \u0110i\u1ec1u 4 Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019 nh\u01b0: Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt\u2026<\/p>\n<h2><strong>Th\u1ebf n\u00e0o l\u00e0 h\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n?<\/strong><\/h2>\n<p>H\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c gi\u1ea3i th\u00edch t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 3&nbsp;Ngh\u1ecb \u0111\u1ecbnh 156\/2020\/N\u0110-CP v\u00e0 Kho\u1ea3n 2 \u0110i\u1ec1u 12 Lu\u1eadt ch\u1ee9ng kho\u00e1n 2019, l\u00e0 c\u00e1c h\u00e0nh vi:<\/p>\n<ul>\n<li>S\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua, b\u00e1n ch\u1ee9ng kho\u00e1n cho ch\u00ednh m\u00ecnh ho\u1eb7c cho ng\u01b0\u1eddi kh\u00e1c.<\/li>\n<li>Ti\u1ebft l\u1ed9, cung c\u1ea5p th\u00f4ng tin n\u1ed9i b\u1ed9 ho\u1eb7c t\u01b0 v\u1ea5n cho ng\u01b0\u1eddi kh\u00e1c mua, b\u00e1n ch\u1ee9ng kho\u00e1n tr\u00ean c\u01a1 s\u1edf th\u00f4ng tin n\u1ed9i b\u1ed9.<\/li>\n<\/ul>\n<p>S\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c hi\u1ec3u l\u00e0 h\u00e0nh vi c\u1ee7a ng\u01b0\u1eddi bi\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng tin li\u00ean quan \u0111\u1ebfn c\u00f4ng ty \u0111\u1ea1i ch\u00fang ho\u1eb7c qu\u1ef9 \u0111\u1ea1i ch\u00fang ch\u01b0a \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 m\u00e0 n\u1ebfu \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng r\u1ea5t l\u1edbn \u0111\u1ebfn gi\u00e1 ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang ho\u1eb7c qu\u1ef9 \u0111\u1ea1i ch\u00fang \u0111\u00f3 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin n\u00e0y \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n ho\u1eb7c ti\u1ebft l\u1ed9, cung c\u1ea5p th\u00f4ng tin n\u00e0y ho\u1eb7c t\u01b0 v\u1ea5n cho ng\u01b0\u1eddi kh\u00e1c mua b\u00e1n ch\u1ee9ng kho\u00e1n tr\u00ean c\u01a1 s\u1edf th\u00f4ng tin \u0111\u00f3. L\u1ed7i c\u1ee7a ng\u01b0\u1eddi ph\u1ea1m t\u1ed9i l\u00e0 c\u1ed1 \u00fd. V\u00e0 \u0111\u1ec3 bi\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng tin n\u1ed9i b\u1ed9, ng\u01b0\u1eddi ph\u1ea1m t\u1ed9i c\u00f3 th\u1ec3 t\u1ef1 m\u00ecnh ho\u1eb7c th\u00f4ng qua ng\u01b0\u1eddi kh\u00e1c \u0111\u1ec3 bi\u1ebft, th\u1eadm ch\u00ed mua th\u00f4ng tin \u0111\u1ec3 c\u00f3 th\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n.<\/p>\n<p>Ti\u1ebft l\u1ed9, cung c\u1ea5p th\u00f4ng tin n\u1ed9i b\u1ed9 cho ng\u01b0\u1eddi kh\u00e1c mua b\u00e1n ch\u1ee9ng kho\u00e1n l\u00e0 h\u00e0nh vi n\u00f3i, gi\u1edbi thi\u1ec7u, cho ng\u01b0\u1eddi kh\u00e1c ghi ch\u00e9p, sao ch\u1ee5p&#8230; c\u00e1c th\u00f4ng tin n\u1ed9i b\u1ed9 ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n c\u00e1c quy \u0111\u1ecbnh v\u1ec1 qu\u1ea3n l\u00fd, b\u1ea3o qu\u1ea3n c\u1ea5t gi\u1eef\u2026 t\u00e0i li\u1ec7u v\u1ec1 th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 ng\u01b0\u1eddi kh\u00e1c bi\u1ebft c\u00e1c n\u1ed9i dung v\u1ec1 th\u00f4ng tin n\u1ed9i b\u1ed9. T\u01b0 v\u1ea5n cho ng\u01b0\u1eddi kh\u00e1c mua b\u00e1n ch\u1ee9ng kho\u00e1n l\u00e0 vi\u1ec7c d\u00f9ng l\u1eddi n\u00f3i khuy\u00ean b\u1ea3o, thuy\u1ebft ph\u1ee5c ng\u01b0\u1eddi kh\u00e1c \u0111\u1ec3 h\u1ecd mua b\u00e1n ch\u1ee9ng kho\u00e1n. Ng\u01b0\u1eddi ph\u1ea1m t\u1ed9i c\u00f3 th\u1ec3 v\u00ec \u0111\u1ed9ng c\u01a1 n\u1ec3 nang, v\u00ec m\u1ed1i quan h\u1ec7 l\u1ec7 thu\u1ed9c, nh\u01b0ng ch\u1ee7 y\u1ebfu l\u00e0 v\u00ec v\u1ee5 l\u1ee3i.<\/p>\n<h2><strong>X\u1eed l\u00fd h\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n<\/strong><\/h2>\n<p><strong>X\u1eed l\u00fd h\u00e0nh ch\u00ednh<\/strong>. H\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n l\u00e0 h\u00e0nh vi ph\u1ea1m ph\u00e1p. S\u1ebd b\u1ecb x\u1eed l\u00fd h\u00e0nh ch\u00ednh theo \u0110i\u1ec1u 35 Ngh\u1ecb \u0111\u1ecbnh 156\/2020\/N\u0110-CP v\u1ec1 x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n quy \u0111\u1ecbnh:<\/p>\n<ul>\n<li>Ph\u1ea1t ti\u1ec1n 10 l\u1ea7n kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt nh\u01b0ng kh\u00f4ng th\u1ea5p h\u01a1n m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 3 \u0110i\u1ec1u 5 Ngh\u1ecb \u0111\u1ecbnh n\u00e0y \u0111\u1ed1i v\u1edbi h\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua, b\u00e1n ch\u1ee9ng kho\u00e1n. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt ho\u1eb7c m\u1ee9c ph\u1ea1t t\u00ednh theo kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt th\u1ea5p h\u01a1n m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 3 \u0110i\u1ec1u 5 Ngh\u1ecb \u0111\u1ecbnh n\u00e0y th\u00ec \u00e1p d\u1ee5ng m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 3 \u0110i\u1ec1u 5 Ngh\u1ecb \u0111\u1ecbnh n\u00e0y \u0111\u1ec1 x\u1eed ph\u1ea1t<\/li>\n<li><em>H\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung: \u0110\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng kinh doanh, d\u1ecbch v\u1ee5 ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n t\u1eeb 01 th\u00e1ng \u0111\u1ebfn 03 th\u00e1ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, chi nh\u00e1nh c\u00f4ng ty ch\u1ee9ng kho\u00e1n ho\u1eb7c c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 n\u01b0\u1edbc ngo\u00e0i t\u1ea1i Vi\u1ec7t Nam. T\u01b0\u1edbc quy\u1ec1n s\u1eed d\u1ee5ng ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n t\u1eeb 18 th\u00e1ng \u0111\u1ebfn 24 th\u00e1ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n . Ngo\u00e0i ra c\u00f2n Bu\u1ed9c n\u1ed9p l\u1ea1i kho\u1ea3n thu tr\u00e1i ph\u00e1p lu\u1eadt c\u00f3 \u0111\u01b0\u1ee3c do th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m.<\/em><\/li>\n<\/ul>\n<p><em><strong>X\u1eed l\u00fd h\u00ecnh s\u1ef1. <\/strong><\/em><em>&nbsp;\u1ede m\u1ee9c \u0111\u1ed9 nghi\u00eam tr\u1ecdng, h\u00e0nh vi mua b\u00e1n th\u00f4ng tin n\u1ed9i b\u1ed9 s\u1ebd b\u1ecb x\u1eed l\u00fd h\u00ecnh s\u1ef1 theo <\/em>\u0110i\u1ec1u 210 B\u1ed9 Lu\u1eadt h\u00ecnh s\u1ef1 2015 s\u1eeda \u0111\u1ed5i b\u1ed5i sung 2017 quy \u0111\u1ecbnh v\u1ec1 t\u1ed9i s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n nh\u01b0 sau:<\/p>\n<p><strong>*\u0110\u1ed1i v\u1edbi c\u00e1 nh\u00e2n<\/strong><\/p>\n<ul>\n<li>Ph\u1ea1t ti\u1ec1n t\u1eeb 500.000.000 \u0111\u1ed3ng \u0111\u1ebfn 2.000.000.000 \u0111\u1ed3ng ho\u1eb7c ph\u1ea1t t\u00f9 t\u1eeb 06 th\u00e1ng \u0111\u1ebfn 03 n\u0103m \u0111\u1ed1i v\u1edbi h\u00e0nh vi thu l\u1ee3i b\u1ea5t ch\u00ednh t\u1eeb 300.000.000 \u0111\u1ed3ng \u0111\u1ebfn d\u01b0\u1edbi 1.000.000.000 \u0111\u1ed3ng ho\u1eb7c g\u00e2y thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1eeb 500.000.000 \u0111\u1ed3ng \u0111\u1ebfn d\u01b0\u1edbi 1.500.000.000 \u0111\u1ed3ng.<\/li>\n<li>Ph\u1ea1t ti\u1ec1n t\u1eeb 2.000.000.000 \u0111\u1ed3ng \u0111\u1ebfn 5.000.000.000 \u0111\u1ed3ng ho\u1eb7c ph\u1ea1t t\u00f9 t\u1eeb 02 n\u0103m \u0111\u1ebfn 07 n\u0103m \u0111\u1ed1i v\u1edbi&nbsp; m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau: C\u00f3 t\u1ed5 ch\u1ee9c, thu l\u1ee3i b\u1ea5t ch\u00ednh 1.000.000.000 \u0111\u1ed3ng tr\u1edf l\u00ean, g\u00e2y thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 1.500.000.000 \u0111\u1ed3ng tr\u1edf l\u00ean, t\u00e1i ph\u1ea1m nguy hi\u1ec3m.<\/li>\n<li>Ng\u01b0\u1eddi ph\u1ea1m t\u1ed9i c\u00f2n c\u00f3 th\u1ec3 b\u1ecb ph\u1ea1t ti\u1ec1n t\u1eeb 50.000.000 \u0111\u1ed3ng \u0111\u1ebfn 200.000.000 \u0111\u1ed3ng, c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh t\u1eeb 01 n\u0103m \u0111\u1ebfn 05 n\u0103m.<\/li>\n<\/ul>\n<p><strong>*\u0110\u1ed1i v\u1edbi ph\u00e1p nh\u00e2n th\u01b0\u01a1ng m\u1ea1i<\/strong><\/p>\n<ul>\n<li>Ph\u1ea1t ti\u1ec1n t\u1eeb 1.000.000.000 \u0111\u1ed3ng \u0111\u1ebfn 5.000.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi thu l\u1ee3i b\u1ea5t ch\u00ednh t\u1eeb 300.000.000 \u0111\u1ed3ng \u0111\u1ebfn d\u01b0\u1edbi 1.000.000.000 \u0111\u1ed3ng ho\u1eb7c g\u00e2y thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1eeb 500.000.000 \u0111\u1ed3ng \u0111\u1ebfn d\u01b0\u1edbi 1.500.000.000 \u0111\u1ed3ng.<\/li>\n<li>Ph\u1ea1t ti\u1ec1n t\u1eeb 5.000.000.000 \u0111\u1ed3ng \u0111\u1ebfn 10.000.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi&nbsp; m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau: C\u00f3 t\u1ed5 ch\u1ee9c, thu l\u1ee3i b\u1ea5t ch\u00ednh 1.000.000.000 \u0111\u1ed3ng tr\u1edf l\u00ean, g\u00e2y thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 1.500.000.000 \u0111\u1ed3ng tr\u1edf l\u00ean, t\u00e1i ph\u1ea1m nguy hi\u1ec3m.<\/li>\n<\/ul>\n<p>Ngo\u00e0i ra ph\u00e1p nh\u00e2n th\u01b0\u01a1ng m\u1ea1i c\u00f2n c\u00f3 th\u1ec3 b\u1ecb c\u1ea5m kinh doanh, c\u1ea5m ho\u1ea1t \u0111\u1ed9ng trong m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c hay huy \u0111\u1ed9ng v\u1ed1n t\u1eeb 01 \u0111\u1ebfn 03 n\u0103m.<\/p>\n<p>H\u00e0nh vi s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n l\u00e0 vi ph\u1ea1m ph\u00e1p lu\u1eadt, tuy nhi\u00ean v\u00ec l\u1ee3i \u00edch v\u00e0 c\u1ea3 v\u00ec thi\u1ebfu hi\u1ec3u bi\u1ebft kh\u00f4ng \u00edt ng\u01b0\u1eddi \u0111\u00e3 sai ph\u1ea1m, v\u01b0\u1edbng ph\u1ea3i v\u00f2ng lao l\u00fd.<\/p>\n<p>Ch\u00fang t\u00f4i \u0111\u00e3 gi\u00fap c\u00e1c b\u1ea1n trang b\u1ecb cho m\u00ecnh nh\u1eefng ki\u1ebfn th\u1ee9c ph\u00e1p lu\u1eadt trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n qua b\u00e0i vi\u1ebft.&nbsp; \u0110\u1eebng qu\u00ean theo d\u00f5i v\u00e0 c\u1eadp nh\u1eadt th\u00eam nhi\u1ec1u th\u00f4ng tin h\u1eefu \u00edch kh\u00e1c tr\u00ean trang web c\u1ee7a ch\u00fang t\u00f4i.&nbsp; Khi c\u1ea7n, h\u00e3y li\u00ean h\u1ec7 v\u1edbi ch\u00fang t\u00f4i \u0111\u1ec3 \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn chi ti\u1ebft h\u01a1n: <a href=\"mailto:letran@corporatecounsels.vn\">letran@corporatecounsels.vn<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ho\u1ea1t \u0111\u1ed9ng tr\u00ean nguy\u00ean t\u1eafc t\u00f4n tr\u1ecdng quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n t\u1ef1 do giao d\u1ecbch, \u0111\u1ea7u t\u01b0, kinh doanh v\u00e0 cung c\u1ea5p d\u1ecbch v\u1ee5 v\u1ec1 ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n. C\u00f4ng b\u1eb1ng, c\u00f4ng khai, minh b\u1ea1ch, b\u1ea3o v\u1ec7 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a nh\u00e0 [&hellip;]<\/p>\n","protected":false},"author":43,"featured_media":85632,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[418],"tags":[],"_links":{"self":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/85631"}],"collection":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/users\/43"}],"replies":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/comments?post=85631"}],"version-history":[{"count":4,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/85631\/revisions"}],"predecessor-version":[{"id":85648,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/85631\/revisions\/85648"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/media\/85632"}],"wp:attachment":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/media?parent=85631"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/categories?post=85631"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/tags?post=85631"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}