{"id":84796,"date":"2022-07-16T16:21:44","date_gmt":"2022-07-16T09:21:44","guid":{"rendered":"https:\/\/corporatecounsels.vn\/conditions-for-offering-of-securities\/"},"modified":"2023-01-18T17:04:22","modified_gmt":"2023-01-18T10:04:22","slug":"conditions-for-offering-of-securities","status":"publish","type":"post","link":"https:\/\/corporatecounsels.vn\/vi\/conditions-for-offering-of-securities\/","title":{"rendered":"\u0110i\u1ec1u Ki\u1ec7n Ch\u00e0o B\u00e1n Ch\u1ee9ng Kho\u00e1n"},"content":{"rendered":"<p style=\"font-weight: 400;\">Ch\u1ee9ng kho\u00e1n l\u00e0 t\u00e0i s\u1ea3n, bao g\u1ed3m c\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu, ch\u1ee9ng ch\u1ec9 qu\u1ef9; ch\u1ee9ng quy\u1ec1n, ch\u1ee9ng quy\u1ec1n c\u00f3 b\u1ea3o \u0111\u1ea3m, quy\u1ec1n mua c\u1ed5 ph\u1ea7n, ch\u1ee9ng ch\u1ec9 l\u01b0u k\u00fd; ch\u1ee9ng kho\u00e1n ph\u00e1i sinh; v\u00e0 c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/p>\n<h2>Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang<\/h2>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang l\u00e0 vi\u1ec7c ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n theo m\u1ed9t trong c\u00e1c ph\u01b0\u01a1ng th\u1ee9c bao g\u1ed3m ch\u00e0o b\u00e1n th\u00f4ng qua ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang, ch\u00e0o b\u00e1n cho t\u1eeb 100 nh\u00e0 \u0111\u1ea7u t\u01b0 tr\u1edf l\u00ean (kh\u00f4ng k\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p), v\u00e0 ch\u00e0o b\u00e1n cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng x\u00e1c \u0111\u1ecbnh.\u00a0 H\u00ecnh th\u1ee9c ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang bao g\u1ed3m ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang, ch\u00e0o b\u00e1n th\u00eam c\u1ed5 phi\u1ebfu ho\u1eb7c quy\u1ec1n mua c\u1ed5 ph\u1ea7n ra c\u00f4ng ch\u00fang v\u00e0 c\u00e1c h\u00ecnh th\u1ee9c kh\u00e1c.<\/p>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/em><\/p>\n<p style=\"font-weight: 400;\">C\u00f4ng ty c\u1ed5 ph\u1ea7n ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">M\u1ee9c v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean t\u00ednh theo gi\u00e1 tr\u1ecb ghi tr\u00ean s\u1ed5 k\u1ebf to\u00e1n;<\/li>\n<li aria-level=\"1\">Ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a 02 n\u0103m li\u00ean t\u1ee5c li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n ph\u1ea3i c\u00f3 l\u00e3i, \u0111\u1ed3ng th\u1eddi kh\u00f4ng c\u00f3 l\u1ed7 l\u0169y k\u1ebf t\u00ednh \u0111\u1ebfn n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;<\/li>\n<li aria-level=\"1\">T\u1ed1i thi\u1ec3u l\u00e0 15% s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i \u0111\u01b0\u1ee3c b\u00e1n cho \u00edt nh\u1ea5t 100 nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng l\u1edbn; tr\u01b0\u1eddng h\u1ee3p v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh t\u1eeb 1.000 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean, t\u1ef7 l\u1ec7 t\u1ed1i thi\u1ec3u l\u00e0 10% s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh;<\/li>\n<li aria-level=\"1\">C\u1ed5 \u0111\u00f4ng l\u1edbn tr\u01b0\u1edbc th\u1eddi \u0111i\u1ec3m ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i cam k\u1ebft c\u00f9ng nhau n\u1eafm gi\u1eef \u00edt nh\u1ea5t 20% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh t\u1ed1i thi\u1ec3u l\u00e0 01 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 m\u1ed9t trong c\u00e1c t\u1ed9i x\u00e2m ph\u1ea1m tr\u1eadt t\u1ef1 qu\u1ea3n l\u00fd kinh t\u1ebf m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch;<\/li>\n<li aria-level=\"1\">C\u00f3 c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 cam k\u1ebft v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n ni\u00eam y\u1ebft ho\u1eb7c \u0111\u0103ng k\u00fd giao d\u1ecbch c\u1ed5 phi\u1ebfu tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n sau khi k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf t\u00e0i kho\u1ea3n phong t\u1ecfa nh\u1eadn ti\u1ec1n mua c\u1ed5 phi\u1ebfu c\u1ee7a \u0111\u1ee3t ch\u00e0o b\u00e1n.<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n th\u00eam c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang\u00a0<\/em><\/p>\n<p style=\"font-weight: 400;\">C\u00f4ng ty \u0111\u1ea1i ch\u00fang ch\u00e0o b\u00e1n th\u00eam c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">M\u1ee9c v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean t\u00ednh theo gi\u00e1 tr\u1ecb ghi tr\u00ean s\u1ed5 k\u1ebf to\u00e1n;<\/li>\n<li aria-level=\"1\">ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 m\u1ed9t trong c\u00e1c t\u1ed9i x\u00e2m ph\u1ea1m tr\u1eadt t\u1ef1 qu\u1ea3n l\u00fd kinh t\u1ebf m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch;<\/li>\n<li aria-level=\"1\">C\u00f3 c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 cam k\u1ebft v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n ni\u00eam y\u1ebft ho\u1eb7c \u0111\u0103ng k\u00fd giao d\u1ecbch c\u1ed5 phi\u1ebfu tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n sau khi k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf t\u00e0i kho\u1ea3n phong t\u1ecfa nh\u1eadn ti\u1ec1n mua c\u1ed5 phi\u1ebfu c\u1ee7a \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">Ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a n\u0103m li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n ph\u1ea3i c\u00f3 l\u00e3i, \u0111\u1ed3ng th\u1eddi kh\u00f4ng c\u00f3 l\u1ed7 l\u0169y k\u1ebf t\u00ednh \u0111\u1ebfn n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">Gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu ph\u00e1t h\u00e0nh th\u00eam theo m\u1ec7nh gi\u00e1 kh\u00f4ng l\u1edbn h\u01a1n t\u1ed5ng gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu \u0111ang l\u01b0u h\u00e0nh t\u00ednh theo m\u1ec7nh gi\u00e1, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f3 b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u1edbi cam k\u1ebft nh\u1eadn mua to\u00e0n b\u1ed9 c\u1ed5 phi\u1ebfu c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ec3 b\u00e1n l\u1ea1i ho\u1eb7c mua s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f2n l\u1ea1i ch\u01b0a \u0111\u01b0\u1ee3c ph\u00e2n ph\u1ed1i h\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, ph\u00e1t h\u00e0nh t\u0103ng v\u1ed1n t\u1eeb ngu\u1ed3n v\u1ed1n ch\u1ee7 s\u1edf h\u1eefu, ph\u00e1t h\u00e0nh \u0111\u1ec3 ho\u00e1n \u0111\u1ed5i, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp doanh nghi\u1ec7p;<\/li>\n<li aria-level=\"1\">\u0110\u1ed1i v\u1edbi \u0111\u1ee3t ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang nh\u1eb1m m\u1ee5c \u0111\u00edch huy \u0111\u1ed9ng ph\u1ea7n v\u1ed1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n d\u1ef1 \u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c b\u00e1n cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i \u0111\u1ea1t t\u1ed1i thi\u1ec3u l\u00e0 70% s\u1ed1 c\u1ed5 phi\u1ebfu d\u1ef1 ki\u1ebfn ch\u00e0o b\u00e1n. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i c\u00f3 ph\u01b0\u01a1ng \u00e1n b\u00f9 \u0111\u1eafp ph\u1ea7n thi\u1ebfu h\u1ee5t v\u1ed1n d\u1ef1 ki\u1ebfn huy \u0111\u1ed9ng t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n d\u1ef1 \u00e1n.<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ra c\u00f4ng ch\u00fang<\/em><\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ra c\u00f4ng ch\u00fang ph\u1ea3i \u0111\u1ea3m b\u1ea3o c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">Doanh nghi\u1ec7p c\u00f3 m\u1ee9c v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean t\u00ednh theo gi\u00e1 tr\u1ecb ghi tr\u00ean s\u1ed5 k\u1ebf to\u00e1n;<\/li>\n<li aria-level=\"1\">Ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a n\u0103m li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n ph\u1ea3i c\u00f3 l\u00e3i, \u0111\u1ed3ng th\u1eddi kh\u00f4ng c\u00f3 l\u1ed7 l\u0169y k\u1ebf t\u00ednh \u0111\u1ebfn n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n; kh\u00f4ng c\u00f3 c\u00e1c kho\u1ea3n n\u1ee3 ph\u1ea3i tr\u1ea3 qu\u00e1 h\u1ea1n tr\u00ean 01 n\u0103m;<\/li>\n<li aria-level=\"1\">C\u00f3 ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh, ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u00e0 tr\u1ea3 n\u1ee3 v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty th\u00f4ng qua;<\/li>\n<li aria-level=\"1\">C\u00f3 cam k\u1ebft th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 v\u1ec1 \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh, thanh to\u00e1n, b\u1ea3o \u0111\u1ea3m quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 c\u00e1c \u0111i\u1ec1u ki\u1ec7n kh\u00e1c;<\/li>\n<li aria-level=\"1\">C\u00f3 c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ra c\u00f4ng ch\u00fang, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 m\u1ed9t trong c\u00e1c t\u1ed9i x\u00e2m ph\u1ea1m tr\u1eadt t\u1ef1 qu\u1ea3n l\u00fd kinh t\u1ebf m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch;<\/li>\n<li aria-level=\"1\">C\u00f3 k\u1ebft qu\u1ea3 x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7 v\u1ec1 c\u00e1c tr\u01b0\u1eddng h\u1ee3p ph\u1ea3i x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m v\u00e0 th\u1eddi \u0111i\u1ec3m \u00e1p d\u1ee5ng;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf t\u00e0i kho\u1ea3n phong t\u1ecfa nh\u1eadn ti\u1ec1n mua tr\u00e1i phi\u1ebfu c\u1ee7a \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh c\u00f3 cam k\u1ebft v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n sau khi k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n.<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ra c\u00f4ng ch\u00fang<\/em><\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ra c\u00f4ng ch\u00fang ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">M\u1ee9c v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean t\u00ednh theo gi\u00e1 tr\u1ecb ghi tr\u00ean s\u1ed5 k\u1ebf to\u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 m\u1ed9t trong c\u00e1c t\u1ed9i x\u00e2m ph\u1ea1m tr\u1eadt t\u1ef1 qu\u1ea3n l\u00fd kinh t\u1ebf m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch;<\/li>\n<li aria-level=\"1\">C\u00f3 c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 cam k\u1ebft v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n ni\u00eam y\u1ebft ho\u1eb7c \u0111\u0103ng k\u00fd giao d\u1ecbch c\u1ed5 phi\u1ebfu tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n sau khi k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf t\u00e0i kho\u1ea3n phong t\u1ecfa nh\u1eadn ti\u1ec1n mua c\u1ed5 phi\u1ebfu c\u1ee7a \u0111\u1ee3t ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">Ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a n\u0103m li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n ph\u1ea3i c\u00f3 l\u00e3i, \u0111\u1ed3ng th\u1eddi kh\u00f4ng c\u00f3 l\u1ed7 l\u0169y k\u1ebf t\u00ednh \u0111\u1ebfn n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n;<\/li>\n<li aria-level=\"1\">Gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu ph\u00e1t h\u00e0nh th\u00eam theo m\u1ec7nh gi\u00e1 kh\u00f4ng l\u1edbn h\u01a1n t\u1ed5ng gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu \u0111ang l\u01b0u h\u00e0nh t\u00ednh theo m\u1ec7nh gi\u00e1, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f3 b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u1edbi cam k\u1ebft nh\u1eadn mua to\u00e0n b\u1ed9 c\u1ed5 phi\u1ebfu c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ec3 b\u00e1n l\u1ea1i ho\u1eb7c mua s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f2n l\u1ea1i ch\u01b0a \u0111\u01b0\u1ee3c ph\u00e2n ph\u1ed1i h\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, ph\u00e1t h\u00e0nh t\u0103ng v\u1ed1n t\u1eeb ngu\u1ed3n v\u1ed1n ch\u1ee7 s\u1edf h\u1eefu, ph\u00e1t h\u00e0nh \u0111\u1ec3 ho\u00e1n \u0111\u1ed5i, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp doanh nghi\u1ec7p;<\/li>\n<li aria-level=\"1\">\u0110\u1ed1i v\u1edbi \u0111\u1ee3t ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang nh\u1eb1m m\u1ee5c \u0111\u00edch huy \u0111\u1ed9ng ph\u1ea7n v\u1ed1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n d\u1ef1 \u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c b\u00e1n cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i \u0111\u1ea1t t\u1ed1i thi\u1ec3u l\u00e0 70% s\u1ed1 c\u1ed5 phi\u1ebfu d\u1ef1 ki\u1ebfn ch\u00e0o b\u00e1n. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i c\u00f3 ph\u01b0\u01a1ng \u00e1n b\u00f9 \u0111\u1eafp ph\u1ea7n thi\u1ebfu h\u1ee5t v\u1ed1n d\u1ef1 ki\u1ebfn huy \u0111\u1ed9ng t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n d\u1ef1 \u00e1n;<\/li>\n<li aria-level=\"1\">C\u00f3 cam k\u1ebft th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 v\u1ec1 \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh, thanh to\u00e1n, b\u1ea3o \u0111\u1ea3m quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 c\u00e1c \u0111i\u1ec1u ki\u1ec7n kh\u00e1c.<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n ch\u1ee9ng ch\u1ec9 qu\u1ef9 l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang<\/em><\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n ch\u1ee9ng ch\u1ec9 qu\u1ef9 l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">T\u1ed5ng gi\u00e1 tr\u1ecb ch\u1ee9ng ch\u1ec9 qu\u1ef9 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1ed1i thi\u1ec3u l\u00e0 50 t\u1ef7 \u0111\u1ed3ng;<\/li>\n<li aria-level=\"1\">C\u00f3 ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 ph\u01b0\u01a1ng \u00e1n \u0111\u1ea7u t\u01b0 v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n ch\u1ee9ng ch\u1ec9 qu\u1ef9 ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">Ph\u1ea3i \u0111\u01b0\u1ee3c gi\u00e1m s\u00e1t b\u1edfi ng\u00e2n h\u00e0ng gi\u00e1m s\u00e1t theo quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt ch\u1ee9ng kho\u00e1n;<\/li>\n<li aria-level=\"1\">Ch\u1ee9ng ch\u1ec9 qu\u1ef9 ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang ph\u1ea3i \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n sau khi k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ch\u00e0o b\u00e1n ch\u1ee9ng ch\u1ec9 qu\u1ef9 m\u1edf.<\/li>\n<\/ul>\n<h2>Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ri\u00eang l\u1ebb<\/h2>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ri\u00eang l\u1ebb l\u00e0 vi\u1ec7c ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p ch\u00e0o b\u00e1n th\u00f4ng qua ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang v\u00e0 theo m\u1ed9t trong c\u00e1c ph\u01b0\u01a1ng th\u1ee9c bao g\u1ed3m ch\u00e0o b\u00e1n cho d\u01b0\u1edbi 100 nh\u00e0 \u0111\u1ea7u t\u01b0 (kh\u00f4ng k\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p) v\u00e0 ch\u1ec9 ch\u00e0o b\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p.<\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ri\u00eang l\u1ebb c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.\u00a0 C\u00f4ng ty \u0111\u1ea1i ch\u00fang l\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n (i) c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean v\u00e0 c\u00f3 t\u1ed1i thi\u1ec3u l\u00e0 10% s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft do \u00edt nh\u1ea5t 100 nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng l\u1edbn n\u1eafm gi\u1eef;\u00a0ho\u1eb7c\u00a0(ii) \u0111\u00e3 th\u1ef1c hi\u1ec7n ch\u00e0o b\u00e1n th\u00e0nh c\u00f4ng c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang th\u00f4ng qua \u0111\u0103ng k\u00fd v\u1edbi \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i lu\u1eadt ch\u1ee9ng kho\u00e1n.<\/p>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/em><\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau:<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">C\u00f3 quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 s\u1eed d\u1ee5ng s\u1ed1 ti\u1ec1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n; x\u00e1c \u0111\u1ecbnh r\u00f5 ti\u00eau ch\u00ed, s\u1ed1 l\u01b0\u1ee3ng nh\u00e0 \u0111\u1ea7u t\u01b0;<\/li>\n<li aria-level=\"1\">\u0110\u1ed1i t\u01b0\u1ee3ng tham gia \u0111\u1ee3t ch\u00e0o b\u00e1n ch\u1ec9 bao g\u1ed3m nh\u00e0 \u0111\u1ea7u t\u01b0 chi\u1ebfn l\u01b0\u1ee3c, nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p;<\/li>\n<li aria-level=\"1\">Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu ch\u00e0o b\u00e1n ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ch\u00e0o b\u00e1n ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n ch\u00e0o b\u00e1n ri\u00eang l\u1ebb b\u1ecb h\u1ea1n ch\u1ebf t\u1ed1i thi\u1ec3u l\u00e0 03 n\u0103m \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 chi\u1ebfn l\u01b0\u1ee3c v\u00e0 t\u1ed1i thi\u1ec3u l\u00e0 01 n\u0103m \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh \u0111\u1ee3t ch\u00e0o b\u00e1n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng gi\u1eefa c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p ho\u1eb7c th\u1ef1c hi\u1ec7n theo b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt, quy\u1ebft \u0111\u1ecbnh c\u1ee7a Tr\u1ecdng t\u00e0i ho\u1eb7c th\u1eeba k\u1ebf theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/li>\n<li aria-level=\"1\">C\u00e1c \u0111\u1ee3t ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb ph\u1ea3i c\u00e1ch nhau \u00edt nh\u1ea5t 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n g\u1ea7n nh\u1ea5t;<\/li>\n<li aria-level=\"1\">Vi\u1ec7c ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu, chuy\u1ec3n \u0111\u1ed5i tr\u00e1i phi\u1ebfu th\u00e0nh c\u1ed5 phi\u1ebfu, th\u1ef1c hi\u1ec7n ch\u1ee9ng quy\u1ec1n ph\u1ea3i \u0111\u00e1p \u1ee9ng quy \u0111\u1ecbnh v\u1ec1 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\"><em>Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/em><\/p>\n<p style=\"font-weight: 400;\">Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb ph\u1ea3i th\u1ecfa m\u00e3n c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau<\/p>\n<ul style=\"font-weight: 400;\">\n<li aria-level=\"1\">C\u00f3 quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 s\u1eed d\u1ee5ng s\u1ed1 ti\u1ec1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n; x\u00e1c \u0111\u1ecbnh r\u00f5 ti\u00eau ch\u00ed, s\u1ed1 l\u01b0\u1ee3ng, nh\u00e0 \u0111\u1ea7u t\u01b0;<\/li>\n<li aria-level=\"1\">\u0110\u1ed1i t\u01b0\u1ee3ng tham gia \u0111\u1ee3t ch\u00e0o b\u00e1n ch\u1ec9 bao g\u1ed3m nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p;<\/li>\n<li aria-level=\"1\">Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng tr\u00e1i phi\u1ebfu ch\u00e0o b\u00e1n ri\u00eang l\u1ebb ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n gi\u1eefa c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p th\u1ef1c hi\u1ec7n theo b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt, quy\u1ebft \u0111\u1ecbnh c\u1ee7a Tr\u1ecdng t\u00e0i ho\u1eb7c th\u1eeba k\u1ebf theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/li>\n<li aria-level=\"1\">Thanh to\u00e1n \u0111\u1ee7 c\u1ea3 g\u1ed1c v\u00e0 l\u00e3i c\u1ee7a tr\u00e1i phi\u1ebfu \u0111\u00e3 ch\u00e0o b\u00e1n ho\u1eb7c thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 \u0111\u1ebfn h\u1ea1n trong 03 n\u0103m li\u00ean ti\u1ebfp tr\u01b0\u1edbc \u0111\u1ee3t ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu (n\u1ebfu c\u00f3), tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu cho c\u00e1c ch\u1ee7 n\u1ee3 l\u00e0 t\u1ed5 ch\u1ee9c t\u00e0i ch\u00ednh \u0111\u01b0\u1ee3c l\u1ef1a ch\u1ecdn;<\/li>\n<li aria-level=\"1\">C\u00f3 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m tr\u01b0\u1edbc li\u1ec1n k\u1ec1 c\u1ee7a n\u0103m ph\u00e1t h\u00e0nh \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n b\u1edfi t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn;<\/li>\n<li aria-level=\"1\">\u0110\u00e1p \u1ee9ng c\u00e1c t\u1ef7 l\u1ec7 an to\u00e0n t\u00e0i ch\u00ednh, t\u1ef7 l\u1ec7 b\u1ea3o \u0111\u1ea3m an to\u00e0n trong ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt (n\u1ebfu c\u00f3).<\/li>\n<\/ul>\n<p style=\"font-weight: 400;\">N\u1ebfu \u0111\u1ed9c gi\u1ea3 c\u00f3 b\u1ea5t k\u1ef3 c\u00e2u h\u1ecfi ho\u1eb7c th\u1eafc m\u1eafc n\u00e0o v\u1ec1 v\u1ea5n \u0111\u1ec1 \u0111\u1ea1i di\u1ec7n trong doanh nghi\u1ec7p, vui l\u00f2ng li\u00ean h\u1ec7 v\u1edbi c\u00e1c lu\u1eadt s\u01b0 d\u00e0y d\u1eb7n kinh nghi\u1ec7m c\u1ee7a ch\u00fang t\u00f4i t\u1ea1i<a href=\"mailto:letran@corporatecounsels.vn\">\u00a0letran@corporatecounsels.vn<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ch\u1ee9ng kho\u00e1n l\u00e0 t\u00e0i s\u1ea3n, bao g\u1ed3m c\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu, ch\u1ee9ng ch\u1ec9 qu\u1ef9; ch\u1ee9ng quy\u1ec1n, ch\u1ee9ng quy\u1ec1n c\u00f3 b\u1ea3o \u0111\u1ea3m, quy\u1ec1n mua c\u1ed5 ph\u1ea7n, ch\u1ee9ng ch\u1ec9 l\u01b0u k\u00fd; ch\u1ee9ng kho\u00e1n ph\u00e1i sinh; v\u00e0 c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh. Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang Ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n [&hellip;]<\/p>\n","protected":false},"author":35,"featured_media":84625,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[396,402],"tags":[],"_links":{"self":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/84796"}],"collection":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/users\/35"}],"replies":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/comments?post=84796"}],"version-history":[{"count":3,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/84796\/revisions"}],"predecessor-version":[{"id":85302,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/posts\/84796\/revisions\/85302"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/media\/84625"}],"wp:attachment":[{"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/media?parent=84796"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/categories?post=84796"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/corporatecounsels.vn\/vi\/wp-json\/wp\/v2\/tags?post=84796"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}